Institutional Taxable Fixed Income Sales

Siebert Williams Shank & Co., LLC (SWS) is an independent non-bank financial services firm that offers investment banking, sales and trading, research, advisory, and asset management services. We provide customized, best-in-class solutions incorporating comprehensive financial advisory, capital raising and risk management guidance with the mission to afford the highest level of value-added services to our clients. Dually headquartered in New York and Oakland, our firm is comprised of over 120 diverse professionals spanning over 19 offices across the United States. SWS serves a broad spectrum of clients, including corporations, governments, municipalities, and institutional investors.

As one of the nation’s largest minority-owned and women-owned broker-dealers, SWS is a perennial leader as a co-manager of investment-grade corporate debt, a national leader in public finance investment banking, a named dealer on more than 40 commercial paper programs, and a seasoned and successful share repurchase agent. All activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB). Building enduring client partnerships through integrity, experience, and results is our priority.


SWS is seeking to expand its Institutional Fixed Income Sales desk. The selected candidate will be a Generalist with responsibility for all fixed income products. The successful candidates MUST have in-depth product knowledge and execution experience, AS WELL AS an established book of fixed income relationships and be able to build upon those over time.

  • 5+ years of experience in Institutional Sales
  • Highly developed sales and communication skills
  • Excellent time management and organizational capabilities
  • High energy, tenacious, and creative
  • Ability to work well as part of a team
  • Enthusiasm for the fixed income markets
  • Series 7 and 63 registrations

To apply, please send your resume and cover letter to

Siebert Williams Shank & Co., LLC is an Equal Opportunity Employer: EOE/M/F/V/D.