Leading national woman- and minority-owned firm...

Assisting corporations and municipalities to raise funds in the capital markets

Nationally top-ranked W/MBE firm

SWS Announcements

Dear Client,

These are unprecedented times as the United States and world grapple with a health crisis, financial crisis and social crisis all rolled into one. Siebert Williams Shank has managed its operations effectively throughout the crisis, ensuring client service and outreach remain at the forefront, and making sure all resources are engaged in our successful execution in the primary and secondary markets. We have developed a COVID-19 Preparedness Plan to facilitate the smooth running of our business operations as the situation continues to develop. The technology systems we use to serve our clients are robust and can be securely accessed regardless of where our colleagues work.

As one of the nation’s largest minority and woman owned firms, we are proud to assure our clients that our commitment to diversity and inclusion is fundamental to our mission. In this regard, we are very proud of the business franchise we have created, and clearly recognize our growth and success is driven by our clients who have made the commitment to engage us to help satisfy their financing objectives. Over the past 25 years, Siebert Williams Shank has grown from a start-up to a well-established financial institution. Our achievements reflect our belief that we have the professional and financial resources to compete at the highest levels of investment banking, sales and trading.

If you have any questions or would like additional information, please contact compliance@siebertwilliams.com.

As always, we thank you for your business and look forward to assisting you in whatever way we can.

Sincerely,

Siebert Williams Shank & Co., LLC

USA Today recognizes Muriel Siebert, Women of the Century Ohio

Read more.

USA Today recognizes Suzanne Shank, Women of the Century Georgia

Read more.

We are excited to announce the formation of the Clear Vision Impact Fund, LLC, an SWS partnership with Microsoft. “We are extremely pleased to have Microsoft’s critical support in delivering the commercial and social resources necessary to strengthen under-performing communities,” said Chris Williams. “This is the beginning of a long-term commitment by Microsoft and by our firm to continue to address the decades of under-investment in communities of color…” said Suzanne Shank. The press release and interview of Chris’s appearance on CNBC are available to view!

Selected Recent Transactions

August 27

$367,895,000
Second Lien Sales Tax Revenue Bonds, Series 2020A

SWS Role: Senior Manager

August 13

$100,110,000
General Obligation Refunding Bonds, Series 2020

SWS Role: Senior Manager

August 5

$291,275,000
Second Series Revenue Refunding Bonds, Series 2020A (AMT), Series 2020B (Non-AMT), Series 2020C (Taxable)

SWS Role: Joint-Senior Manager

August 4

$106,605,000
Unlimited Tax School Building Bonds, Series 2020A

SWS Role: Senior Manager

September 9

Duke Energy Corporation

$1.0 billion*
2-pt Senior Notes

SWS Role: Co-Manager

*Deal size

September 9

Toronto Dominion Bank

$2.25 billion*
2-pt Senior Notes

SWS Role: Co-Manager

*Deal size

September 9

JP Morgan Chase & Co.

$1.0 billion*
FTF Green Bond

SWS Role: Co-Manager

*Deal size

September 8

Mitsubishi UFJ Financial Group

$1.5 billion*
FTF Senior Notes

SWS Role: Co-Manager

*Deal size