Leading national woman- and minority-owned firm...

Assisting corporations and municipalities to raise funds in the capital markets

Nationally top-ranked W/MBE firm

SWS Announcements

Dear Client,

These are unprecedented times as the United States and world grapple with a health crisis, financial crisis and social crisis all rolled into one. Siebert Williams Shank has managed its operations effectively throughout the crisis, ensuring client service and outreach remain at the forefront, and making sure all resources are engaged in our successful execution in the primary and secondary markets. We have developed a COVID-19 Preparedness Plan to facilitate the smooth running of our business operations as the situation continues to develop. The technology systems we use to serve our clients are robust and can be securely accessed regardless of where our colleagues work.

As one of the nation’s largest minority and woman owned firms, we are proud to assure our clients that our commitment to diversity and inclusion is fundamental to our mission. In this regard, we are very proud of the business franchise we have created, and clearly recognize our growth and success is driven by our clients who have made the commitment to engage us to help satisfy their financing objectives. Over the past 25 years, Siebert Williams Shank has grown from a start-up to a well-established financial institution. Our achievements reflect our belief that we have the professional and financial resources to compete at the highest levels of investment banking, sales and trading.

If you have any questions or would like additional information, please contact compliance@siebertwilliams.com.

As always, we thank you for your business and look forward to assisting you in whatever way we can.

Sincerely,

Siebert Williams Shank & Co., LLC

Selected Recent Transactions

November 18

$100,000,000
Variable Rate General Obligation Bonds, Series 2020A

SWS Role: Senior Manager

October 21

$253,925,000
Gas Works Revenue Bonds (Sixteenth Series AB Bonds)
SWS Role: Senior Manager

October 14

$99,790,000
Leasehold Revenue Bonds
Series 2020 (Convention Center Expansion and Improvement Projects)

SWS Role: Senior Manager

October 7

$1,123,025,000
General Obligation Bonds, Fiscal 2021 Series C & Reofferings

SWS Role: Senior Manager

November 19

$1.2 billion*
Senior Notes

SWS Role: Joint-Lead

*Deal size

November 10

L3Harris Technologies Inc

$650 million*
Senior Notes

SWS Role: Co-Manager

*Deal size

November 10

Verizon Communications

$12.0 billion*
Senior Notes

SWS Role: Co-Manager

*Deal size

November 9

Morgan Stanley

$4.5 billion*
FTF

SWS Role: Joint-Lead

*Deal size