Leading national woman- and minority-owned firm...

Assisting corporations and municipalities to raise funds in the capital markets

Nationally top-ranked W/MBE firm

SWS Announcements

Dear Client,

These are unprecedented times as the United States and world grapple with a health crisis, financial crisis and social crisis all rolled into one. Siebert Williams Shank has managed its operations effectively throughout the crisis, ensuring client service and outreach remain at the forefront, and making sure all resources are engaged in our successful execution in the primary and secondary markets. We have developed a COVID-19 Preparedness Plan to facilitate the smooth running of our business operations as the situation continues to develop. The technology systems we use to serve our clients are robust and can be securely accessed regardless of where our colleagues work.

As one of the nation’s largest minority and woman owned firms, we are proud to assure our clients that our commitment to diversity and inclusion is fundamental to our mission. In this regard, we are very proud of the business franchise we have created, and clearly recognize our growth and success is driven by our clients who have made the commitment to engage us to help satisfy their financing objectives. Over the past 25 years, Siebert Williams Shank has grown from a start-up to a well-established financial institution. Our achievements reflect our belief that we have the professional and financial resources to compete at the highest levels of investment banking, sales and trading.

If you have any questions or would like additional information, please contact compliance@siebertwilliams.com.

As always, we thank you for your business and look forward to assisting you in whatever way we can.

Sincerely,

Siebert Williams Shank & Co., LLC

Selected Recent Transactions

June 30

$471,590,000
General Improvement Refunding Bonds, Series 2020 & General Improvement Refunding Bonds, Taxable Series 2020

SWS Role: Senior Manager

June 1

$708,005,000
Water and Sewer System Second General Resolution Revenue Bonds Fiscal 2020 Series FF & GG

SWS Role: Senior Manager

May 28

$500,000,000
Taxable General Obligation Bonds, 2020 Series A

SWS Role: Senior Manager

May 18

$352,590,000
State Revolving Fund Revenue Bonds, New Series 2020 (Tax-Exempt)

SWS Role: Senior Manager

June 25

Intuit Inc

$2 billion*
4-pt Senior Notes

SWS Role: Co-manager

*Deal size

June 25

Pacific Gas & Electric

$4.02 billion*
Equity: Post-bankruptcy

SWS Role: Co-Manager

*Deal size

June 24

Xylem Inc

$1 billion*
2-pt Senior Notes

SWS Role: Co-manager

*Deal size

June 23

Exxon Mobil

$5.05 billion*
4-pt Senior Notes

SWS Role: Co-manager

*Deal size