Leading national woman- and minority-owned firm...

Assisting corporations and municipalities to raise funds in the capital markets

Nationally top-ranked W/MBE firm

SWS Announcements

In Regards to COVID-19

Dear Client,

In light of the evolving situation with the spread of the coronavirus disease 2019 (COVID-19) worldwide, we wanted to take this opportunity to assure you that our commitment to our clients remains strong and focused. Siebert Williams Shank & Co., LLC has developed a COVID-19 Preparedness Plan to facilitate the smooth running of our business operations as the situation continues to develop. As part of this plan, we have taken steps to protect our workforce and to facilitate work at alternative locations. The technology systems we use to serve our clients are robust and can be securely accessed regardless of where our colleagues work.

If you have any questions or would like additional information, please contact compliance@siebertwilliams.com.

As always, we thank you for your business and look forward to assisting you in whatever way we can.

Sincerely,

Siebert Williams Shank & Co., LLC

Selected Recent Transactions

May 18

$352,590,000
State Revolving Fund Revenue Bonds, New Series 2020 (Tax-Exempt)

SWS Role: Senior Manager

April 16

$1,439,115,000
Various Purpose General Obligation & Various Purpose Refunding General Obligation Bonds

SWS Role: Co-Senior Manager

April 7

$302,665,000
General Obligation Bonds, Series 2020A

SWS Role: Senior Manager

March 4

$152,455,000
Subordinate Water Revenue Refunding Bonds, 2020 Series A

SWS Role: Senior Manager

May 15

Lockhead Martin

$1.15 billion*
2-pt Senior Notes

SWS Role: Co-manager

*Deal size

May 14

PPG Industries

$300 million*
Senior Notes

SWS Role: Co-Manager

*Deal size

May 13

Regions Financial Corp.

$750 million*
Senior Notes

SWS Role: Co-manager

*Deal size

May 13

Corteva, Inc

$2 billion*
2-pt Senior Notes

SWS Role: Co-manager

*Deal size